See what are your chances of getting this job! About the role
Overview
As a Securities Processing Lead, you will manage the timely and accurate settlement of equity transactions, ensuring compliance with SEC regulations. You will oversee daily fail control functions, coordinate with internal teams and external counterparties, and implement process improvements to enhance operational efficiency.
Skills
Candidate requirements
These are the minimum requirements a candidate must meet to be considered for this role.
- Series 7 license required.
- 4–7 years of experience in brokerage operations, with direct exposure to equity settlements, fail control, and SEC Rule 15c3-3 possession or control requirements.
Securities Processing Lead
Robinhood is a financial services company that offers commission-free trading of stocks and cryptocurrencies.
Last updated 2026-02-21T06:03:31.735Z
Overview
As a Securities Processing Lead, you will manage the timely and accurate settlement of equity transactions, ensuring compliance with SEC regulations. You will oversee daily fail control functions, coordinate with internal teams and external counterparties, and implement process improvements to enhance operational efficiency.
Salary
$102,000 - $120,000
/yearLocation
Menlo Park, United States
OnsiteDepartment
Finance, Legal & Compliance
Level
Mid-Level
Skills
Overview
As a Securities Processing Lead, you will manage the timely and accurate settlement of equity transactions, ensuring compliance with SEC regulations. You will oversee daily fail control functions, coordinate with internal teams and external counterparties, and implement process improvements to enhance operational efficiency.
Skills
Candidate requirements
These are the minimum requirements a candidate must meet to be considered for this role.
- Series 7 license required.
- 4–7 years of experience in brokerage operations, with direct exposure to equity settlements, fail control, and SEC Rule 15c3-3 possession or control requirements.
About Robinhood
Robinhood is a financial services company that aims to democratize finance for all by providing commission-free trading of stocks, ETFs, options, and cryptocurrencies. Founded in 2013, Robinhood has transformed the investment landscape by making trading accessible to everyone, regardless of their financial background. The company is known for its user-friendly mobile app and innovative features that empower users to invest and manage their portfolios with ease. With a commitment to transparency and customer-centric services, Robinhood continues to expand its offerings in the financial technology space.
Company score (5)
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