See what are your chances of getting this job! About the role
Overview
As a Compliance Associate on our Regulatory Reporting team, you will be responsible for expert-level review of complaints to determine FINRA filing applicability, coordinate the collection and review of complaints, perform quality assurance, and partner with various teams to enhance processes and metrics.
Skills
Regulatory Reporting Compliance Associate
Robinhood is a financial services company that offers commission-free trading of stocks and cryptocurrencies.
Last updated 2025-09-12T06:04:51.606Z
Overview
As a Compliance Associate on our Regulatory Reporting team, you will be responsible for expert-level review of complaints to determine FINRA filing applicability, coordinate the collection and review of complaints, perform quality assurance, and partner with various teams to enhance processes and metrics.
Salary
Competitive Salary
Location
Denver, United States
OnsiteDepartment
Finance, Legal & Compliance
Level
Junior
Skills
Overview
As a Compliance Associate on our Regulatory Reporting team, you will be responsible for expert-level review of complaints to determine FINRA filing applicability, coordinate the collection and review of complaints, perform quality assurance, and partner with various teams to enhance processes and metrics.
Skills
Candidate requirements
These are the minimum requirements a candidate must meet to be considered for this role.
- 1+ years of experience for investment or brokerage related services
- Bachelor’s degree in business administration, Finance, Economics, Statistics, Mathematics, and/or Data Analytics
About Robinhood
Robinhood is a financial services company that aims to democratize finance for all by providing commission-free trading of stocks, ETFs, options, and cryptocurrencies. Founded in 2013, Robinhood has transformed the investment landscape by making trading accessible to everyone, regardless of their financial background. The company is known for its user-friendly mobile app and innovative features that empower users to invest and manage their portfolios with ease. With a commitment to transparency and customer-centric services, Robinhood continues to expand its offerings in the financial technology space.
Company score (5)
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