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Overview
The Chief Compliance Officer (CCO) at Kraken Adviser LLC is responsible for developing and enforcing the firm’s compliance program, ensuring adherence to regulatory requirements, and serving as the primary contact with regulatory bodies. The role requires deep knowledge of investment adviser regulations and the ability to balance compliance with business objectives.
Skills
Candidate requirements
These are the minimum requirements a candidate must meet to be considered for this role.
- Minimum of 5–10 years of progressive compliance, legal, or regulatory experience in the investment management industry, with a significant portion focused on SEC-registered investment adviser regulation.
- Deep working knowledge of the Investment Advisers Act of 1940, the Investment Company Act of 1940 (if applicable), SEC rules and regulations, and relevant state securities laws.
Chief Compliance Officer, Kraken Adviser LLC
Kraken is your bridge to the world of crypto.
Last updated 2026-04-07T23:05:05.579Z
Overview
The Chief Compliance Officer (CCO) at Kraken Adviser LLC is responsible for developing and enforcing the firm’s compliance program, ensuring adherence to regulatory requirements, and serving as the primary contact with regulatory bodies. The role requires deep knowledge of investment adviser regulations and the ability to balance compliance with business objectives.
Salary
$83,400 - $166,800
/yearLocation
United States
OnsiteDepartment
Finance, Legal & Compliance
Level
Senior
Skills
Overview
The Chief Compliance Officer (CCO) at Kraken Adviser LLC is responsible for developing and enforcing the firm’s compliance program, ensuring adherence to regulatory requirements, and serving as the primary contact with regulatory bodies. The role requires deep knowledge of investment adviser regulations and the ability to balance compliance with business objectives.
Skills
Candidate requirements
These are the minimum requirements a candidate must meet to be considered for this role.
- Minimum of 5–10 years of progressive compliance, legal, or regulatory experience in the investment management industry, with a significant portion focused on SEC-registered investment adviser regulation.
- Deep working knowledge of the Investment Advisers Act of 1940, the Investment Company Act of 1940 (if applicable), SEC rules and regulations, and relevant state securities laws.
About Kraken
Kraken is one of the world’s longest-standing and most secure crypto platforms. Our mission is to accelerate the global adoption of crypto, so that everyone can achieve financial freedom and inclusion. Globally, Kraken clients trade more than 200 digital assets and 6 different national currencies, including GBP, EUR, USD, CAD, CHF, and AUD.
Kraken was founded in 2011 and was one of the first platforms to offer spot trading with margin, parachain auctions, staking, regulated derivatives and index services.
Trusted by over 10 million individuals, traders and institutions around the world, Kraken offers professional 24/7/365 client support along with one of the fastest, most performant trading platforms available. Kraken has set the industry standard for transparency and client trust, and was the first crypto platform to conduct Proof of Reserves audits.
In 2024, Kraken ranked 12th in Newsweek's Global Top 100 list of Most Loved Workplaces, recognizing how the platform offers one of the world's most compelling employment opportunities.
Risk Disclosure: https://k.xyz/3LO7ofe
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